| § 1. Short title |
| § 1a. Definitions |
| § 1b. Requirements of Secretary of the Treasury regarding exemption of foreign exchange swaps and foreign exchange forwards from definition of the term “swap” |
| § 2. Jurisdiction of Commission; liability of principal for act of agent; Commodity Futures Trading Commission; transaction in interstate commerce |
| § 2a to 4a. Transferred |
| § 5. Findings and purpose |
| § 6. Regulation of futures trading and foreign transactions |
| § 6a. Excessive speculation |
| § 6b. Contracts designed to defraud or mislead |
| § 6b–1. Enforcement authority |
| § 6c. Prohibited transactions |
| § 6e. Dealings by unregistered floor trader or broker prohibited |
| § 6f. Registration and financial requirements; risk assessment |
| § 6g. Reporting and recordkeeping |
| § 6h. False self-representation as registered entity member prohibited |
| § 6i. Reports of deals equal to or in excess of trading limits; books and records; cash and controlled transactions |
| § 6j. Restrictions on dual trading in security futures products on designated contract markets and registered derivatives transaction execution facilities |
| § 6k. Registration of associates of futures commission merchants, commodity pool operators, and commodity trading advisors; required disclosure of disqualifications; exemptions for associated persons |
| § 6l. Commodity trading advisors and commodity pool operators; Congressional finding |
| § 6m. Use of mails or other means or instrumentalities of interstate commerce by commodity trading advisors and commodity pool operators; relation to other law |
| § 6n. Registration of commodity trading advisors and commodity pool operators; application; expiration and renewal; record keeping and reports; disclosure; statements of account |
| § 6o. Fraud and misrepresentation by commodity trading advisors, commodity pool operators, and associated persons |
| § 6o–1. Transferred |
| § 6p. Standards and examinations |
| § 6q. Special procedures to encourage and facilitate bona fide hedging by agricultural producers |
| § 6r. Reporting and recordkeeping for uncleared swaps |
| § 6s. Registration and regulation of swap dealers and major swap participants |
| § 6t. Large swap trader reporting |
| § 7. Designation of boards of trade as contract markets |
|
§ 7a. Repealed. Pub. L. 111–203, title VII, § 734(a), |
| § 7a–1. Derivatives clearing organizations |
| § 7a–2. Common provisions applicable to registered entities |
|
§ 7a–3. Repealed. Pub. L. 111–203, title VII, § 734(a), |
| § 7b. Suspension or revocation of designation as registered entity |
| § 7b–1. Designation of securities exchanges and associations as contract markets |
| § 7b–2. Privacy |
| § 7b–3. Swap execution facilities |
| § 8. Application for designation as contract market or derivatives transaction execution facility; time; suspension or revocation of designation; hearing; review by court of appeals |
| § 9. Prohibition regarding manipulation and false information |
| § 9a. Assessment of money penalties |
| § 9b. Rules prohibiting deceptive and other abusive telemarketing acts or practices |
| § 9c. Notice of investigations and enforcement actions |
|
§ 10. Repealed. June 25, 1948, ch. 646, § 39, 62 Stat. 992, eff. |
| § 10a. Cooperative associations and corporations, exclusion from board of trade; rules of board inapplicable to payment of compensation by association |
| § 11. Vacation on request of designation or registration as “registered entity”; redesignation or reregistration |
| § 12. Public disclosure |
| § 12–1 to 12–3. Omitted |
| § 12a. Registration of commodity dealers and associated persons; regulation of registered entities |
| § 12b. Trading ban violations; prohibition |
| § 12c. Disciplinary actions |
| § 12d. Commission action for noncompliance with export sales reporting requirements |
|
§ 12e. Repealed. Pub. L. 106–554, § 1(a)(5) [title I, § 123(a)(21), |
| § 13. Violations generally; punishment; costs of prosecution |
| § 13–1. Violations, prohibition against dealings in motion picture box office receipts or onion futures; punishment |
| § 13a. Nonenforcement of rules of government or other violations; cease and desist orders; fines and penalties; imprisonment; misdemeanor; separate offenses |
| § 13a–1. Enjoining or restraining violations |
| § 13a–2. Jurisdiction of States |
| § 13b. Manipulations or other violations; cease and desist orders against persons other than registered entities; punishment |
| § 13c. Responsibility as principal; minor violations |
|
§ 14. Repealed. Pub. L. 99–641, title I, § 110(5), |
| § 15. Omitted |
|
§ 15a. Repealed. Pub. L. 95–405, § 24, |
| § 15b. Cotton futures contracts |
| § 16. Commission operations |
| § 16a. Service fees and National Futures Association study |
| § 17. Separability |
| § 17a. Separability of 1936 amendment |
| § 17b. Separability of 1968 amendment |
| § 18. Complaints against registered persons |
| § 19. Consideration of costs and benefits and antitrust laws |
| § 20. Market reports |
| § 21. Registered futures associations |
| § 22. Research and information programs; reports to Congress |
| § 23. Standardized contracts for certain commodities |
| § 24. Customer property with respect to commodity broker debtors; definitions |
| § 24a. Swap data repositories |
| § 25. Private rights of action |
| § 26. Commodity whistleblower incentives and protection |
| § 27. Definitions |
| § 27a. Exclusion of identified banking product |
|
§ 27b. Repealed. Pub. L. 111–203, title VII, § 725(g)(1)(A), |
| § 27c. Exclusion of certain other identified banking products |
| § 27d. Administration of the predominance test |
|
§ 27e. Repealed. Pub. L. 111–203, title VII, § 725(g)(1)(A), |
| § 27f. Contract enforcement |