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United States Code (Last Updated: May 24, 2014) |
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Title 15. COMMERCE AND TRADE |
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Chapter 2D. INVESTMENT COMPANIES AND ADVISERS |
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SubChapter II. INVESTMENT ADVISERS |
| § 80b–1. Findings |
| § 80b–2. Definitions |
| § 80b–3. Registration of investment advisers |
| § 80b–3a. State and Federal responsibilities |
| § 80b–4. Reports by investment advisers |
| § 80b–4a. Prevention of misuse of nonpublic information |
| § 80b–5. Investment advisory contracts |
| § 80b–6. Prohibited transactions by investment advisers |
| § 80b–6a. Exemptions |
| § 80b–7. Material misstatements |
| § 80b–8. General prohibitions |
| § 80b–9. Enforcement of subchapter |
| § 80b–10. Disclosure of information by Commission |
| § 80b–10a. Consultation |
| § 80b–11. Rules, regulations, and orders of Commission |
| § 80b–12. Hearings |
| § 80b–13. Court review of orders |
| § 80b–14. Jurisdiction of offenses and suits |
| § 80b–15. Validity of contracts |
| § 80b–16. Omitted |
| § 80b–17. Penalties |
| § 80b–18. Hiring and leasing authority of Commission |
| § 80b–18a. State regulation of investment advisers |
| § 80b–18b. Custody of client accounts |
| § 80b–18c. Rule of construction relating to the Commodities Exchange Act |
| § 80b–19. Separability |
| § 80b–20. Short title |
| § 80b–21. Effective date |