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United States Code (Last Updated: May 24, 2014) |
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Title 15. COMMERCE AND TRADE |
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Chapter 2D. INVESTMENT COMPANIES AND ADVISERS |
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SubChapter I. INVESTMENT COMPANIES |
| § 80a–1. Findings and declaration of policy |
| § 80a–2. Definitions; applicability; rulemaking considerations |
| § 80a–3. Definition of investment company |
| § 80a–3a. Protection of philanthropy under State law |
| § 80a–4. Classification of investment companies |
| § 80a–5. Subclassification of management companies |
| § 80a–6. Exemptions |
| § 80a–7. Transactions by unregistered investment companies |
| § 80a–8. Registration of investment companies |
| § 80a–9. Ineligibility of certain affiliated persons and underwriters |
| § 80a–10. Affiliations or interest of directors, officers, and employees |
| § 80a–11. Offers to exchange securities |
| § 80a–12. Functions and activities of investment companies |
| § 80a–13. Changes in investment policy |
| § 80a–14. Size of investment companies |
| § 80a–15. Contracts of advisers and underwriters |
| § 80a–16. Board of directors |
| § 80a–17. Transactions of certain affiliated persons and underwriters |
| § 80a–18. Capital structure of investment companies |
| § 80a–19. Payments or distributions |
| § 80a–20. Proxies; voting trusts; circular ownership |
| § 80a–21. Loans by management companies |
| § 80a–22. Distribution, redemption, and repurchase of securities; regulations by securities associations |
| § 80a–23. Closed-end companies |
| § 80a–24. Registration of securities under Securities Act of 1933 |
| § 80a–25. Reorganization plans; reports by Commission |
| § 80a–26. Unit investment trusts |
| § 80a–27. Periodic payment plans |
| § 80a–28. Face-amount certificate companies |
| § 80a–29. Reports and financial statements of investment companies and affiliated persons |
| § 80a–30. Accounts and records |
| § 80a–31. Accountants and auditors |
| § 80a–32. Filing of documents with Commission in civil actions |
| § 80a–33. Destruction and falsification of reports and records |
| § 80a–34. Unlawful representations and names |
| § 80a–35. Breach of fiduciary duty |
| § 80a–36. Larceny and embezzlement |
| § 80a–37. Rules, regulations, and orders |
| § 80a–38. Procedure for issuance of rules and regulations |
| § 80a–39. Procedure for issuance of orders |
| § 80a–40. Hearings by Commission |
| § 80a–41. Enforcement of subchapter |
| § 80a–42. Court review of orders |
| § 80a–43. Jurisdiction of offenses and suits |
| § 80a–44. Disclosure of information filed with Commission; copies |
| § 80a–45. Reports by Commission; hiring and leasing authority |
| § 80a–46. Validity of contracts |
| § 80a–47. Liability of controlling persons; preventing compliance with subchapter |
| § 80a–48. Penalties |
| § 80a–49. Construction with other laws |
| § 80a–50. Separability |
| § 80a–51. Short title |
| § 80a–52. Effective date |
| § 80a–53. Election to be regulated as business development company |
| § 80a–54. Acquisition of assets by business development companies |
| § 80a–55. Qualifications of directors |
| § 80a–56. Transactions with certain affiliates |
| § 80a–57. Changes in investment policy |
| § 80a–58. Incorporation of subchapter provisions |
| § 80a–59. Functions and activities of business development companies |
| § 80a–60. Capital structure |
| § 80a–61. Loans |
| § 80a–62. Distribution and repurchase of securities |
| § 80a–63. Accounts and records |
| § 80a–64. Preventing compliance with subchapter; liability of controlling persons |